About Compliance and Regulation, LLM - at The University of Hong Kong

The LLM in Compliance and Regulation enables students to gain exposure to the laws, regulatory codes, industry practices, regulator expectations and other considerations that affect the compliance task.

The area of compliance and regulation continues to undergo significant development and changes in response to a growing body of legal and regulatory requirements – and the consequences for breaching them – that affect how business in highly regulated sectors, such as financial services, is now undertaken. Teaching is provided by a blend of academic staff and professional practitioners who bring different perspectives to the topic.

Students have the opportunity to study the current issues impacting on various areas of the financial services sector, such as financial and securities law, wealth management, insurance, money laundering, etc. as well as gaining wider perspectives on matters such as Hong Kong in the international context, securities laws in the PRC, and the impact of financial technology.

The programme builds students' understanding and expertise of an area of increasing complexity, and develops a more complete awareness of the commercial, policy, technological and other factors that affect compliance and regulation now and in the future.

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Entry requirements for this course

Contact The University of Hong Kong to find course entry requirements.

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